Agentic Research

Complete Guide to 14 Financial Services AI Skills: From Deal Sourcing and M&A Models to Catalyst Calendars

2026/05/1950 min readBryan Chan閱讀中文原文
TopicsDue DiligenceHong Kong StocksOpenClawAI Agent

Background

From GitHub Trending #5's Anthropic Claude for Financial Services (~7K⭐), we selected and split 14 independent financial skills. The original version relies on US data sources (SEC EDGAR / S&P Global) and is in English. We localized it into Traditional Chinese, adapted it for the Hong Kong market, and integrated it into OpenClaw's DeepSeek / OMLX local LLM system.

All skills are located under the skills/financial-services/ directory and can be invoked individually via slash commands. This does not affect existing skills such as AK-SDD / AK-DD / DCF-Valuation.


Architecture Overview

skills/financial-services/
├── Investment Banking (Investment Banking) × 7
│   ├── merger-model      /merger-model      Acquisition Dilution/Accretion Model
│   ├── cim-builder       /cim              Confidential Information Memorandum
│   ├── buyer-list        /buyer-list        Buyer List Construction
│   ├── deal-tracker      /deal-tracker      Deal Progress Tracking
│   ├── teaser            /teaser           Anonymous Company Teaser
│   ├── process-letter    /process-letter    Bidding Process Letter
│   └── strip-profile     /one-pager        Company One-Pager
│
├── Private Equity (Private Equity) × 6
│   ├── dd-checklist      /dd-checklist     Due Diligence Checklist
│   ├── dd-meeting-prep   /dd-prep          DD Meeting Prep
│   ├── ic-memo           /ic-memo          Investment Committee Memo
│   ├── deal-sourcing     /source           Deal Sourcing
│   ├── deal-screening    /screen-deal      Deal Screening
│   └── returns-analysis  /returns          IRR/MOIC Return Analysis
│
└── Equity Research (Equity Research) × 1
    └── catalyst-calendar /catalysts        Hong Kong Stock Catalyst Calendar

Investment Banking Skills (7)

1. /merger-model, Acquisition Dilution/Accretion Model

Meaning: Build an accretion/dilution analysis model for M&A transactions, and calculate the pro forma earnings per share (EPS) impact after the acquisition is completed.

Use cases:

  • Assess the impact of a potential acquisition on EPS
  • Prepare post-merger consequence analysis (Fairness Opinion support)
  • Advise on transaction term negotiations
  • Calculate break-even synergies

Usage Guide:

/merger-model

The system will prompt you to enter:

  1. Target company + acquirer historical financials (3-5 years)
  2. Transaction structure (cash/stock/mixed ratio)
  3. Financing plan (cost of debt/cost of equity)
  4. Synergy estimates

Output: pro forma financial projections, dilution/accretion percentages, sensitivity matrix, risk factors.


2. /cim, Confidential Information Memorandum

Meaning: Draft a professional Confidential Information Memorandum for a sell-side M&A process, organizing company information into an investor-ready document.

Use cases:

  • Prepare sell-side process materials
  • Organize company information for review by potential buyers
  • Provide a structured company introduction for the first round of bidding
  • First systematic introduction for a family-owned/private company

Standard CIM Structure:

1. Executive Summary (2-3 pages)
2. Company Overview (3-5 pages)
3. Industry Overview (3-5 pages)
4. Growth Opportunities (2-3 pages)
5. Customers and Sales (3-5 pages)
6. Operations (2-3 pages)
7. Financial Overview (5-8 pages)
8. Appendix

Usage Tutorial:

/cim

The system will guide the collection of: management presentations, historical financials, budget forecasts, customer data, organizational charts, etc. The output is a structured Markdown document that can be exported to PDF/Word.


3. /buyer-list, Buyer List Construction

Meaning: Identify and organize potential acquirers for the sell-side process, including strategic buyers and financial buyers, and rank them by fit and feasibility.

Use cases:

  • Establish the buyer universe when launching a sell-side mandate
  • Assess "who would buy this company"
  • Develop a contact prioritization strategy
  • Prepare buyer analysis for the pitch book

Buyer source categories:

TypeSubtypeExample
Strategic buyerDirect competitorListed company in the same industry
Adjacent industryUpstream supplier/downstream customer
Geographic expanderMainland enterprise seeking to enter Hong Kong
Financial buyerPE fundIndustry-focused fund
Family conglomerateFamily Office
Special purposeSPAC (if applicable)

Usage guide:

/buyer-list

Enter the target company's industry, size, and geographic focus, and the system will generate a structured buyer list, including strategic rationale, financial capacity, priority (Tier 1/2/3), and outreach strategy.


4. /deal-tracker, Deal Progress Tracking

Meaning: Manages milestones, deadlines, action items, and status for multiple live deals, maintaining an overview of the deal pipeline.

Use Cases:

  • Managing multiple deals simultaneously (pipeline management)
  • Preparing for weekly deal progress meetings
  • Tracking overdue items and upcoming deadlines
  • Client progress reports

Standard Stages of Hong Kong M&A:

StageKey MilestonesTypical Duration
1. Preliminary PreparationNDA, Teaser1-2 weeks
2. Initial OutreachBuyer list, initial contact2-4 weeks
3. First RoundCIM, indicative offer3-4 weeks
4. Second RoundDD, management meetings4-6 weeks
5. Final NegotiationSPA, final offer2-3 weeks
6. Signing and ClosingSigning, announcement, closing4-8 weeks
7. Post-ClosingIntegration, regulatory filingsOngoing

Usage Guide:

/deal-tracker

Each deal records name, objective, type, stage, contact, and timeline. The system automatically generates overdue alerts and weekly status updates.


5. /teaser, Anonymous Company Teaser

Meaning: Create an anonymous one-page investment teaser for the sell-side process to spark buyer interest without revealing the company's identity.

Applicable scenarios:

  • First stage of the sell-side process, broad market testing
  • Introduce the company anonymously before signing an NDA
  • Preliminary materials for industry conferences/investment forums
  • Test the market's initial reaction to valuation

Teaser structure:

┌──────────────────────────────────┐
│   "Hong Kong's leading XX service provider"    │
│   Industry · Region                    │
├──────────────────────────────────┤
│ Investment highlights (5-7 points)               │
│ ─ Quantitative advantages and differentiation               │
├──────────────────────────────────┤
│ Anonymized financial summary                    │
│ ─ Revenue range, growth rate, profit margin        │
├──────────────────────────────────┤
│ Market Opportunity                │
├──────────────────────────────────┤
│ Transaction overview and contact details                │
└──────────────────────────────────┘

Usage Guide:

/teaser

After company information is provided, the system automatically anonymizes it (company name → industry description, specific location → regional scope) and outputs a 1-2 page professional teaser.


6. /process-letter, Bidding Process Letter

Meaning: Draft formal bidding instructions and process letters for a sell-side auction process, setting bidding rules, timelines, and submission requirements.

Use Cases:

  • Launching a formal auction process
  • Setting first-round and second-round bidding rules
  • Managing information flows for multiple bidders
  • Ensuring process fairness and compliance

Two-Round Process Letters:

First Round:

  • Transaction overview (generic description)
  • NDA signing requirements
  • Indication of Interest (IOI) requirements (valuation range, financing strategy, experience)
  • Submission deadline

Second Round:

  • Shortlist notification
  • Data room access instructions
  • Management meeting arrangements
  • Final Offer (FO) requirements (final price, SPA markups, financing commitments)

How to Use:

/process-letter

Select the auction type (broad/limited/one-on-one), set the timeline and selection criteria, and the system generates a formal process letter.


7. /one-pager, Company One-Pager

Meaning: Create a one-page company profile for a pitch book, presenting key information and investment highlights in a visual format.

Use Cases:

  • Pitch book company introduction page
  • Internal deal discussion materials
  • Quick team briefing
  • Initial client introduction

How to Use:

/one-pager

Enter basic company information and key financials, and the system generates a strictly one-page visual profile.


Private Equity Skills (6)

8. /dd-checklist, Due Diligence Checklist

Meaning: Generates a comprehensive due diligence checklist tailored to the target company's industry, transaction type, and complexity, covering all major workstreams.

Use Cases:

  • Launch the due diligence process
  • Organize data room review
  • Track DD progress and outstanding items
  • Red flag identification and escalation

Five Major Workstreams:

#WorkstreamNumber of Key Items
1Financial DD10 items
2Legal DD8 items
3Tax DD5 items
4Commercial DD5 items
5Operational/Technical DD5 items

Red Flag Escalation Matrix:

🔴 Critical🟡 Major🟢 Attention
May terminate the dealImpacts valuation/termsRequires clarification/monitoring
Escalate to decision makers immediatelyInclude in negotiation agendaDocument and track

Usage Guide:

/dd-checklist

Set the transaction type and industry; the system generates a complete DD checklist (with owner, status, and due date fields).


9. /dd-prep, DD Meeting Preparation

Meaning: Prepare for management presentations and expert interviews during due diligence, generating a structured question list and interview agenda.

Applicable Scenarios:

  • Preparing for CEO/CFO management interviews
  • In-depth discussions with business leads
  • Technical due diligence meetings
  • Expert interviews (industry consultants/auditors)

Meeting Types and Question Areas:

TargetCore Question Areas
CEO/FounderStrategic vision, durability of competitive advantage, exit motivation
CFORevenue drivers, margin trends, working capital management
Business LeadSales pipeline, customer churn, pricing power
CTOTech stack, technical debt, data security

Usage Guide:

/dd-prep

Specify the interviewees and duration, and the system generates a targeted question list and a post-interview summary template.


10. /ic-memo, Investment Committee Memo

Meaning: Draft a structured investment committee memo for deal approval, synthesizing DD findings, financial analysis, and deal terms.

Use Cases:

  • Prepare for investment committee meetings
  • Draft deal recommendation documents
  • Formalize the deal approval process
  • Provide deal summaries for LPs

IC Memo Standard Structure (Nine Major Sections):

1. Executive Summary (1 Page): Convey the Core Thesis in 2 Minutes
2. Company Overview
3. Investment Thesis: Why Invest?
4. Financial Analysis: DCF/Comps/Precedent Transactions
5. Due Diligence Summary: Red Flags and Mitigation
6. Transaction Terms: Key SPA Terms
7. Return Analysis: IRR/MOIC/Exit Strategy
8. Risks and Mitigation
9. Recommendation: Clear Recommendation + Next Steps

Usage Guide:

/ic-memo

The system guides the collection of DD findings, financial models, and deal terms to generate a complete IC Memo.


11. /source, Deal Opportunity Sourcing

Meaning: Systematically discover potential M&A targets and search for companies that meet investment criteria.

Use Cases:

  • Proactively seek acquisition targets
  • Build a database of industry targets
  • Monitor market transaction activity
  • Conduct regular market scans

Sourcing Channels in the Hong Kong Market:

  • HKEX listed company list (Main Board/GEM)
  • HKEX announcements (acquisitions/disposals/restructurings)
  • Companies Registry searches
  • Industry association directories
  • Deal media (DealStreetAsia, etc.)

Usage Guide:

/source

Define investment criteria (industry/size/geography), and the system generates a long list of targets and prioritizes them.


12. /screen-deal, Rapid Deal Screening

Meaning: Perform a rapid pass/fail analysis on received CIMs/Teasers.

Use cases:

  • Initial assessment after receiving an inbound CIM
  • Rapid ranking of a large number of deal opportunities
  • Deciding whether to allocate DD resources
  • Weekly deal review meetings

8-dimension scoring matrix:

DimensionWeight
Industry attractivenessMarket size, growth rate
Company qualityMarket share, moat
Financial performanceRevenue growth, profit margin
Growth potentialOrganic/acquisition opportunities
Valuation reasonablenessvs comparable companies
Execution feasibilityOwnership, regulation
Strategic fitMatch with portfolio
Risk levelConcentration, compliance

Decision: ≥35 points → Go | 25-34 → More Info | <25 → Pass

Usage tutorial:

/screen-deal

Provide a CIM summary, and the system automatically scores it and outputs Go/Pass/More Info recommendations.


13. /returns, IRR/MOIC Return Analysis

Meaning: Calculate expected returns for private equity investments and build multi-scenario IRR and MOIC sensitivity tables.

Use Cases:

  • Return analysis section of the IC Memo
  • Deal term negotiation support
  • LP return expectation management
  • Exit strategy planning

Analysis Dimensions:

  • Base/optimistic/pessimistic scenarios
  • Exit multiple × EBITDA growth sensitivity matrix
  • Cash flow waterfall model
  • Investment payback period

Usage Guide:

/returns

Input the investment amount, holding period, projected financials, and exit assumptions to output an IRR/MOIC summary and sensitivity matrix.


Equity Research Skills (1)

14. /catalysts, Hong Kong Stock Catalyst Calendar

Meaning: Tracks key catalyst events for Hong Kong stock portfolios, including earnings reports, shareholder meetings, regulatory decisions, etc.

Use Cases:

  • Event monitoring for Hong Kong stock portfolios
  • Preparation before earnings season
  • Trading opportunities (event-driven strategies)
  • Risk management (avoiding positions before major events)

Event Categories:

CategoryExamples
EarningsAnnual/interim results, profit warnings
Corporate actionsAGM/EGM, dividends, rights issues
RegulatorySFC/HKEX decisions, license expirations
BusinessContract expirations, new product launches

Usage Guide:

/catalysts

Set the list of covered stocks, and the system generates a monthly catalyst calendar + per-event forward-looking analysis.


Core Differences from the Original Version

DimensionAnthropic OriginalThis Version
Data SourcesSEC EDGAR / S&P Global / PitchBookHKEXnews / annual reports / HKEX announcements
LanguageEnglishTraditional Chinese
LLMClaude API (requires Anthropic key + payment)DeepSeek / OMLX (local, zero API cost)
RegulationsUS GAAP / SEC regulationsHKFRS / SFC Takeovers Code / HKEX Listing Rules
PlatformClaude Cowork plugin systemOpenClaw standalone skill
Data Connectors11 (all paid, annual fees tens of thousands of USD)Zero (directly calls HKEX DI)

Important Notes

⚠️ These skills provide methodologies and output templates and do not constitute investment advice. All outputs require review by professionals. This system does not make investment recommendations, execute transactions, assume risk, or post entries. Every output requires manual sign-off.


Skill source: Anthropic Claude for Financial Services (Apache 2.0) Created date: 2026-05-19 | Author: Junze Think Tank